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RIA / WealthAdvisor18 years in industry

ANDREW POWERS

Advisor at POWERS FINANCIAL GROUP, LLC

NAPERVILLE, IL

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Search this name across graphsid dfx:ria:bc409f4f-34fc-dc10-bdf5-e2b4ae0df664

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: POWERS FINANCIAL GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 18, 2008
First registration: Apr 10, 2008
Dual registered: no
IAPD individual key: 5344277

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
POWERS FINANCIAL GROUP, LLC	State registered	Mar 10, 2020	n/a	yes	NAPERVILLE, IL	Current employment
VENTOUX FINANCIAL ADVISORS, LLC	State registered	Jan 4, 2019	Mar 11, 2020	no	CHICAGO, IL	Previous registration
Tradingblock	n/a	Aug 18, 2014	Dec 31, 2018	no	CHICAGO, IL\|CHICAGO, IL\|Chicago, IL	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 10, 2008	Aug 19, 2014	no	Downers Grove, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VENTOUX FINANCIAL ADVISORS, LLC	POWERS FINANCIAL GROUP, LLC	Mar 11, 2020	Mar 10, 2020	-1	Firm change	Other
Tradingblock	VENTOUX FINANCIAL ADVISORS, LLC	Dec 31, 2018	Jan 4, 2019	4	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	Tradingblock	Aug 19, 2014	Aug 18, 2014	-1	Firm change	Other

Relationships

Registered with (4)

→ POWERS FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Mar 10, 2020 to presentfactForm ADV
→ VENTOUX FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 4, 2019 to Mar 11, 2020factForm ADV
→ TRADINGBLOCKRegistered adviserregistration: previous registration
Aug 18, 2014 to Dec 31, 2018factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 10, 2008 to Aug 19, 2014factForm ADV

Dated events

No dated event names this entity yet.