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Advisor at U.S. BANCORP ADVISORS, LLC
Glendale, CA | Diamond Bar, CA | Brea, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Jun 26, 2018 | n/a | yes | Glendale, CA|Brea, CA|Diamond Bar, CA | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | May 24, 2016 | Feb 13, 2018 | no | HUNTINGTON BEACH, CA|El Segundo, CA|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | U.S. BANCORP ADVISORS, LLC | Feb 13, 2018 | Jun 26, 2018 | 133 | Firm change | Other |