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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

CHRISTINE WALKER MATTHEW

Advisor at SEIA

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:bc492c72-0a9f-8b01-3e1c-2170318d7c06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEIA
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 1, 2011
First registration: Aug 3, 2011
Dual registered: yes, broker-dealer
Other names: CHRISTINE LYNN WALKER|CHRISTINE LYNN WALKER
IAPD individual key: 3247677

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Seia	Bd affiliated wealth	Nov 6, 2023	n/a	yes	LOS ANGELES, CA	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Jan 16, 2020	Dec 22, 2023	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Aug 6, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 13, 2013	Jul 13, 2018	no	LOS ANGELES, CA	Previous registration
L & S ADVISORS, INC	Independent wealth	Aug 3, 2011	Apr 26, 2013	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	Seia	Dec 22, 2023	Nov 6, 2023	-46	Firm change after gap	RIA to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	UNITED CAPITAL FINANCIAL ADVISORS	Aug 6, 2019	Jan 16, 2020	163	Firm change	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
L & S ADVISORS, INC	STRATEGIC ADVISERS LLC	Apr 26, 2013	Jun 13, 2013	48	Firm change	Other

Relationships

Registered with (5)

→ SEIARegistered adviserregistration: current employment
Nov 6, 2023 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 16, 2020 to Dec 22, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Aug 6, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jun 13, 2013 to Jul 13, 2018factForm ADV
→ L & S ADVISORS, INCRegistered adviserregistration: previous registration
Aug 3, 2011 to Apr 26, 2013factForm ADV

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
Christine Walker Matthew left United Capital Financial Advisors for Seia (registered 2023-11-06)
Form ADVobserved 6 days ago