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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

DRI CAPITAL (US), INC.

CRD 311678

SHORT HILLS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc4a31ce-7769-7e0f-768d-dc4710f08493

Data as of Jun 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 22
On other graphs: 0
Observed: Dec 3, 2020 to Jun 27, 2025
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $520MItem 5.F on the latest filing (2025-06-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-120083
CRD: 311678
Filings on the tape: 16
First filed: Dec 3, 2020
Latest filed: Jun 27, 2025
Organised: Corporation, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARARAT HOLDINGS LTD.	Shareholder	E	yes	06/2022	Jul 20, 2022	Dec 19, 2024
DRI CAPITAL INC.	Shareholder	E	yes	06/2019	Dec 3, 2020	Dec 19, 2024
Ely, Matthew	President	Na	yes	11/2024	Jun 23, 2022	Dec 19, 2024
KHOSROWSHAHI, HASSAN	Trustee	F	yes	12/2023	Dec 3, 2020	Dec 19, 2024
KHOSROWSHAHI, Nezhat	Trustee	F	yes	12/2023	Jul 18, 2024	Dec 19, 2024
Mawani, Zaheed	CHIEF COMPLIANCE OFFICER	Na	yes	10/2024	Oct 15, 2024	Dec 19, 2024
PERSIS HOLDINGS LTD.	Shareholder	E	yes	05/2022	Dec 3, 2020	Dec 19, 2024
THE KHOSROWSHAHI (2023) FAMILY TRUST	Shareholder	E	yes	12/2023	Jul 18, 2024	Dec 19, 2024
Yurik, Norm	VICE PRESIDENT, FINANCE	Na	yes	11/2024	Jul 18, 2024	Dec 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DRI CAPITAL INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
TORONTO, ONTARIO	n/a	Canada	4	no
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Jul 18, 2024	$552M	$0	6	3	2	n/a	n/a
2023	Jun 23, 2023	$368M	$0	9	5	1	n/a	n/a
2022	Jun 23, 2022	$379M	$0	7	7	0	n/a	n/a
2021	Aug 2, 2021	$381M	$0	5	5	0	n/a	n/a
2020	Jun 21, 2021	$381M	$0	5	5	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$520M	$368M	41.2%	$381M	11.0%	10	9	1	1

Relationships

Controls (9)

← DRI CAPITAL INC.OwnerSHAREHOLDER, ownership code E, foreign entity
Dec 3, 2020 to Dec 19, 2024factForm ADV
← KHOSROWSHAHI, HASSANOwnerTRUSTEE, ownership code F, individual
Dec 3, 2020 to Dec 19, 2024factForm ADV
← Ely, MatthewOwnerPRESIDENT, ownership code NA, individual
Jun 23, 2022 to Dec 19, 2024factForm ADV
← KHOSROWSHAHI, NezhatOwnerTRUSTEE, ownership code F, individual
Jul 18, 2024 to Dec 19, 2024factForm ADV
← Yurik, NormOwnerVICE PRESIDENT, FINANCE, ownership code NA, individual
Jul 18, 2024 to Dec 19, 2024factForm ADV
← Mawani, ZaheedOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 15, 2024 to Dec 19, 2024factForm ADV
← ARARAT HOLDINGS LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Jul 20, 2022 to Dec 19, 2024factForm ADV
← PERSIS HOLDINGS LTD.OwnerSHAREHOLDER, ownership code E, foreign entity
Dec 3, 2020 to Dec 19, 2024factForm ADV
← THE KHOSROWSHAHI (2023) FAMILY TRUSTOwnerSHAREHOLDER, ownership code E, foreign entity
Jul 18, 2024 to Dec 19, 2024factForm ADV

Dated events

Occurred
Aug 1, 2025
Left the SEC roster
Dri Capital (Us), Inc. no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $520.1M)
Form ADVobserved 6 days ago
$520M
Occurred
Dec 19, 2024
Control person left
Golnar Khosrowshahi (Director And Vice President) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2024-10-15, absent 2024-12-19)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2024
Control person left
Gholi Ali Hedayat (Acting President) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2024-10-15, absent 2024-12-19)
Form ADVobserved 6 days ago
Occurred
Dec 19, 2024
Control person joined
Matthew Ely (President) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Oct 15, 2024
Control person joined
Zaheed Mawani (Chief Compliance Officer) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Sep 4, 2024
Control person left
Christine Heather Pals (Chief Compliance Officer) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2024-07-18, absent 2024-09-04)
Form ADVobserved 6 days ago
Occurred
Sep 4, 2024
Control person joined
Matthew Ely (Acting Chief Compliance Officer) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Jul 18, 2024
Regulatory AUM changed
Dri Capital (Us), Inc. reported RAUM $551.7M, up 50% from $368.4M (2024-01-09 to 2024-07-18)
Form ADVobserved 6 days ago
$183M
Occurred
Jul 18, 2024
Control person joined
Nezhat Khosrowshahi (Trustee) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Jul 18, 2024
Control person joined
Gholi Ali Hedayat (Acting President) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Jul 18, 2024
Control person joined
Norm Yurik (Presient And Treasurer) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Jul 18, 2024
Control person left
Behzad Khosrowshahi (President) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2024-01-09, absent 2024-07-18)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2023
Control person joined
Christine Heather Pals (Chief Compliance Officer) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Jun 23, 2023
Control person left
Maria Faith Bowen (Chief Compliance Officer) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2023-01-17, absent 2023-06-23)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2023
Control person left
Matthew Ely (Secretary) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2023-01-17, absent 2023-06-23)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2022
Control person joined
Matthew Ely (Secretary) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Jun 23, 2022
Control person left
Frederick Joel Herold (Chief Legal Officer) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2021-08-02, absent 2022-06-23)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2022
Control person left
Jason David Spivak (Secretary, Treasurer And Vice President) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2021-08-02, absent 2022-06-23)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2022
Control person left
Randall Norman Yurik (Vice President) no longer on Schedule A of Dri Capital (Us), Inc. (listed 2021-08-02, absent 2022-06-23)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2022
Control person joined
Golnar Khosrowshahi (Director And Vice President) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Jan 7, 2021
Control person joined
Maria Faith Bowen (Chief Compliance Officer) appeared on Schedule A of Dri Capital (Us), Inc.
Form ADVobserved 6 days ago
Occurred
Dec 3, 2020
First Form ADV filing
Dri Capital (Us), Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc4a31ce-7769-7e0f-768d-dc4710f08493
First observed: Dec 3, 2020
Last observed: Jun 27, 2025 15 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DRI CAPITAL (US), INC.

CRD 311678

SHORT HILLS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc4a31ce-7769-7e0f-768d-dc4710f08493

Data as of Jun 27, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARARAT HOLDINGS LTD.

Shareholder

yes

06/2022

Jul 20, 2022

Dec 19, 2024

DRI CAPITAL INC.

Shareholder

yes

06/2019

Dec 3, 2020

Dec 19, 2024

Ely, Matthew

President

yes

11/2024

Jun 23, 2022

Dec 19, 2024

KHOSROWSHAHI, HASSAN

Trustee

yes

12/2023

Dec 3, 2020

Dec 19, 2024

KHOSROWSHAHI, Nezhat

Trustee

yes

12/2023

Jul 18, 2024

Dec 19, 2024

Mawani, Zaheed

CHIEF COMPLIANCE OFFICER

yes

10/2024

Oct 15, 2024

Dec 19, 2024

PERSIS HOLDINGS LTD.

Shareholder

yes

05/2022

Dec 3, 2020

Dec 19, 2024

THE KHOSROWSHAHI (2023) FAMILY TRUST

Shareholder

yes

12/2023

Jul 18, 2024

Dec 19, 2024

Yurik, Norm

VICE PRESIDENT, FINANCE

yes

11/2024

Jul 18, 2024

Dec 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DRI CAPITAL INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

TORONTO, ONTARIO

n/a

Canada

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Jul 18, 2024

$552M

n/a

2023

Jun 23, 2023

$368M

n/a

2022

Jun 23, 2022

$379M

n/a

2021

Aug 2, 2021

$381M

n/a

2020

Jun 21, 2021

$381M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$520M

$368M

41.2%

$381M

11.0%