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RIA / WealthAdvisorChartered Financial Analyst18 years in industry

JOHN C ROGERS

Advisor at WEALTHCARE FINANCIAL GROUP, INC.

PEACHTREE CITY, GA | New York, NY | FORT MILL, SC

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Search this name across graphsid dfx:ria:bc4c01e9-637a-fac0-88c2-708bf4417855

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHCARE FINANCIAL GROUP, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Nov 14, 2007
First registration: Nov 15, 2007
Dual registered: no
Other names: John Christopher Rogers|JACK C ROGERS|JOHN C ROGERS
IAPD individual key: 5270690

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 24, 2026	n/a	yes	PEACHTREE CITY, GA\|FORT MILL, SC	Current employment
WEALTHCARE FINANCIAL GROUP, INC.	State registered	May 15, 2023	n/a	yes	New York, NY\|PEACHTREE CITY, GA	Current employment
ESI FINANCIAL ADVISORS	Independent wealth	Aug 27, 2019	Nov 15, 2022	no	WHITE PLAINS, NY\|NEW YORK, NY\|WHITE PLAINS, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 26, 2011	Oct 26, 2012	no	JERSEY CITY, NJ\|WEEHAWKEN, NJ	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 21, 2009	Jul 21, 2010	no	FRESNO, CA\|MODESTO, CA	Previous registration
WADDELL & REED	Former SEC adviser	Nov 15, 2007	Jan 21, 2009	no	FRESNO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ESI FINANCIAL ADVISORS	WEALTHCARE FINANCIAL GROUP, INC.	Nov 15, 2022	May 15, 2023	181	Firm change	Ibd to state RIA
UBS FINANCIAL SERVICES INC.	ESI FINANCIAL ADVISORS	Oct 26, 2012	Aug 27, 2019	2,496	Firm change after gap	Wirehouse to ibd
VALIC FINANCIAL ADVISORS, INC.	UBS FINANCIAL SERVICES INC.	Jul 21, 2010	Oct 26, 2011	462	Firm change after gap	Other
WADDELL & REED	VALIC FINANCIAL ADVISORS, INC.	Jan 21, 2009	Jan 21, 2009	0	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 24, 2026 to presentfactForm ADV
→ WEALTHCARE FINANCIAL GROUP, INC.Registered adviserregistration: current employment
May 15, 2023 to presentfactForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Aug 27, 2019 to Nov 15, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 26, 2011 to Oct 26, 2012factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 21, 2009 to Jul 21, 2010factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 15, 2007 to Jan 21, 2009factForm ADV

Dated events

Occurred
Nov 15, 2022
Advisor changed firm
John C Rogers left Esi Financial Advisors for Wealthcare Financial Group, Inc. (registered 2023-05-15)
Form ADVobserved 5 days ago