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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

ROBERT SEAN HOWARD

Advisor at LPL FINANCIAL LLC

DENISON, TX | SAN DIEGO, CA | Van Alstyne, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 16, 1992
First registration: Jan 3, 2005
Dual registered: yes, broker-dealer
Other names: ROBERT S HOWARD|R. SEAN HOWARD|Sean Howard
IAPD individual key: 2201547

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 24, 2025	n/a	yes	DENISON, TX\|Van Alstyne, TX\|SAN DIEGO, CA	Current employment
WEDBUSH SECURITIES INC.	Bd affiliated wealth	Apr 9, 2019	Jan 23, 2025	no	DALLAS, TX\|PASADENA, CA\|Pasadena, CA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 13, 2013	Feb 4, 2019	no	DALLAS, TX\|DALLAS, TX	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Oct 21, 2009	Feb 13, 2013	no	DALLAS, TX	Previous registration
COLONIAL ASSET MANAGEMENT INC	n/a	Jul 17, 2007	Oct 21, 2009	no	DALLAS, TX\|MONTGOMERY, AL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Oct 3, 2005	Jun 23, 2006	no	DALLAS, TX\|DALLAS, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2005	Sep 16, 2005	no	WAXAHACHIE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEDBUSH SECURITIES INC.	LPL FINANCIAL LLC	Jan 23, 2025	Jan 24, 2025	1	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	WEDBUSH SECURITIES INC.	Feb 4, 2019	Apr 9, 2019	64	Firm change	Ibd to ibd
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Feb 13, 2013	Feb 13, 2013	0	Bulk transfer	Other
COLONIAL ASSET MANAGEMENT INC	MORGAN KEEGAN & COMPANY, LLC	Oct 21, 2009	Oct 21, 2009	0	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	COLONIAL ASSET MANAGEMENT INC	Jun 23, 2006	Jul 17, 2007	389	Firm change	Other
WELLS FARGO ADVISORS	UVEST FINANCIAL SERVICES GROUP, INC.	Sep 16, 2005	Oct 3, 2005	17	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ WEDBUSH SECURITIES INC.Registered adviserregistration: previous registration
Apr 9, 2019 to Jan 23, 2025factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 13, 2013 to Feb 4, 2019factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Oct 21, 2009 to Feb 13, 2013factForm ADV
→ COLONIAL ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Jul 17, 2007 to Oct 21, 2009factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Oct 3, 2005 to Jun 23, 2006factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2005 to Sep 16, 2005factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
Robert Sean Howard left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-01-24)
Form ADVobserved 4 days ago