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Reading the graph
Advisor at STRATOS WEALTH PARTNERS, LTD
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Oct 28, 2010 | n/a | yes | San Diego, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 12, 2013 | Sep 25, 2014 | no | SAN DIEGO, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Nov 8, 2010 | no | LA JOLLA, CA|CARLSBAD, CA|San Diego, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 12, 2004 | Jun 1, 2009 | no | LA JOLLA, CA|CARLSBAD, CA|CARLSBAD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | n/a | Sep 25, 2014 | n/a | n/a | Departure no registered destination | Departure |
| MORGAN STANLEY | STRATOS WEALTH PARTNERS, LTD | Nov 8, 2010 | Oct 28, 2010 | -11 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |