This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVICE AND PLANNING SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 19, 2020

First registration

Nov 30, 2020

Dual registered

yes, broker-dealer

Other names

Ryan McCartney|Ryan Alfred McCartney|Ryan A McCartney

IAPD individual key

6715921

• Occurred

  Mar 10, 2022
  Advisor changed firm

  Ryan Alfred Mccartney left Ubs Financial Services Inc. for Advice And Planning Services (registered 2022-08-04)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bc5f23b2-ea33-ec5a-ad09-a1d260a83753

First observed

Nov 30, 2020

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.