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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ACTIVE ETF PARTNERS, LLC

CRD 168402

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc6a1ff5-aa2b-3c1e-e2ee-5d510cfbd15d

Data as of Jul 11, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2013 to Jul 11, 2013
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2013-07-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 0
SEC number: 801-78350
CRD: 168402
Filings on the tape: 1
First filed: Jul 11, 2013
Latest filed: Jul 11, 2013
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GENOVA, PAUL, COLIN	CHIEF FINANCIAL OFFICER	Na	yes	02/2012	Jul 11, 2013	Jul 11, 2013
RIVERPARK ADVISORS, LLC	Member	E	yes	02/2012	Jul 11, 2013	Jul 11, 2013
SCHAJA, MORDECAI, ALAN	Member	E	yes	02/2012	Jul 11, 2013	Jul 11, 2013
SCHAJA, MORDECAI, ALAN	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	02/2012	Jul 11, 2013	Jul 11, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RIVERPARK ADVISORS, LLC	n/a	Asset manager	$836M	Y	yes	n/a
RIVERPARK CAPITAL MANAGEMENT LLC	n/a	Asset manager	$299M	N	yes	n/a
RIVERPARK INVESTMENTS LLC	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (2)

→ RIVERPARK ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV
→ RIVERPARK CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← RIVERPARK ADVISORS, LLCOwnerMEMBER, ownership code E, domestic entity
Jul 11, 2013 to presentfactForm ADV
← SCHAJA, MORDECAI, ALANOwnerMEMBER, ownership code E, individual
Jul 11, 2013 to presentfactForm ADV
← GENOVA, PAUL, COLINOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jul 11, 2013 to presentfactForm ADV

Dated events

Occurred
Jul 11, 2013
First Form ADV filing
Active Etf Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc6a1ff5-aa2b-3c1e-e2ee-5d510cfbd15d
First observed: Jul 11, 2013
Last observed: Jul 11, 2013 160 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACTIVE ETF PARTNERS, LLC

CRD 168402

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bc6a1ff5-aa2b-3c1e-e2ee-5d510cfbd15d

Data as of Jul 11, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GENOVA, PAUL, COLIN

CHIEF FINANCIAL OFFICER

yes

02/2012

Jul 11, 2013

RIVERPARK ADVISORS, LLC

Member

yes

02/2012

Jul 11, 2013

SCHAJA, MORDECAI, ALAN

Member

yes

02/2012

Jul 11, 2013

SCHAJA, MORDECAI, ALAN

CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER

yes

02/2012

Jul 11, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RIVERPARK ADVISORS, LLC

n/a

Asset manager

$836M

yes

n/a

RIVERPARK CAPITAL MANAGEMENT LLC

n/a

Asset manager

$299M

yes

n/a

RIVERPARK INVESTMENTS LLC

n/a

yes

n/a