DFX Intelligence

D•••• K•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

D•••• K•••• A••••

Advisor at I••••••••• I••••••••• S•••••••• I••

ALBERT LEA, MN | Lake Mills, IA

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Search this name across graphsid dfx:ria:bc701d49-b5c5-9e54-35c9-169a248fc33a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• I••••••••• S•••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• I••••••••• S•••••••• I••	Mixed wealth	Apr 4, 2018	n/a	yes	Lake Mills, IA\|ALBERT LEA, MN	Current employment
S••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Oct 14, 2002	Apr 3, 2018	no	FOREST CITY, IA\|FOREST CITY, IA\|Cedar Rapids, IA\|Cedar Rapids, IA\|LAKE MILLS, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• S•••••••• I•••	I••••••••• I••••••••• S•••••••• I••	Apr 3, 2018	Apr 4, 2018	1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
15296:107498:IA:2018-04-03	Apr 3, 2018	Apr 4, 2018	LAKE MILLS, IA	Firm change

Relationships

Registered with (2)

→ I••••••••• I••••••••• S•••••••• I••Registered adviserregistration: current employment
Apr 4, 2018 to presentfactForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 14, 2002 to Apr 3, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc701d49-b5c5-9e54-35c9-169a248fc33a
First observed: Oct 14, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.