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RIA / WealthAdvisor40 years in industry

KEVIN PATRICK GRIFFIN

Advisor at GRIFFIN FINANCIAL ADVISORS, LLC

ST. JOHN, IN

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Search this name across graphsid dfx:ria:bc8432c3-b7a9-0a18-c778-36b0a2d59026

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRIFFIN FINANCIAL ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Apr 7, 1986
First registration: Nov 12, 2002
Dual registered: no
IAPD individual key: 1467061

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRIFFIN FINANCIAL ADVISORS, LLC	State registered	Sep 4, 2014	n/a	yes	ST. JOHN, IN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 6, 2006	Aug 28, 2014	no	ORLAND PARK, IL\|ORLAND PARK, IL	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Apr 13, 2006	no	ORLAND PARK, IL	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Feb 25, 2004	Oct 31, 2005	no	ORLAND PARK, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 12, 2002	Jun 13, 2003	no	ORLAND PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	GRIFFIN FINANCIAL ADVISORS, LLC	Aug 28, 2014	Sep 4, 2014	7	Firm change	Other
SAGEPOINT FINANCIAL, INC.	LPL FINANCIAL LLC	Apr 13, 2006	Apr 6, 2006	-7	Firm change	Other
SUNAMERICA SECURITIES, INC.	SAGEPOINT FINANCIAL, INC.	Oct 31, 2005	Oct 31, 2005	0	Bulk transfer	Other
WELLS FARGO ADVISORS	SUNAMERICA SECURITIES, INC.	Jun 13, 2003	Feb 25, 2004	257	Firm change	Other

Relationships

Registered with (5)

→ GRIFFIN FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Sep 4, 2014 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 6, 2006 to Aug 28, 2014factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Apr 13, 2006factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Feb 25, 2004 to Oct 31, 2005factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 12, 2002 to Jun 13, 2003factForm ADV

Dated events

No dated event names this entity yet.