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Advisor at VANGUARD ADVISERS, INC.
MALVERN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Mar 5, 2018 | n/a | yes | MALVERN, PA | Current employment |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Mar 29, 2016 | Feb 26, 2018 | no | MCLEAN, VA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 2, 2009 | Mar 1, 2016 | no | BALA CYNWYD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE ADVISORS, LLC | VANGUARD ADVISERS, INC. | Feb 26, 2018 | Mar 5, 2018 | 7 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | CAPITAL ONE ADVISORS, LLC | Mar 1, 2016 | Mar 29, 2016 | 28 | Firm change | Other |