This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 1990earliest registration or exam on IAPD

Years in industry

35derivedfrom the industry start date

Years at current firm

11derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

4

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Jul 23, 1991

First registration

Jul 24, 2002

Dual registered

yes, broker-dealer

Other names

JIM LOSEY

IAPD individual key

2148530

• Occurred

  Sep 10, 2022
  Advisor changed firm

  James Leroy Losey left Wealthcare Alliance, Inc. for Osaic Wealth, Inc. (registered 2015-02-24)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bc882650-cc90-ce71-95e7-64c49c939fe4

First observed

Jul 24, 2002

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.