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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Siesta Key, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Jul 21, 2021 | n/a | yes | Siesta Key, FL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 22, 2017 | Mar 19, 2021 | no | NORTH PORT, FL|SARASOTA, FL|SARASOTA, FL | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Apr 4, 2017 | Aug 31, 2017 | no | SARASOTA, FL|SARASOTA, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 5, 2016 | Jan 6, 2017 | no | TAMPA, FL|SARASOTA, FL|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | ROBERT W. BAIRD & CO. INCORPORATED | Mar 19, 2021 | Jul 21, 2021 | 124 | Firm change | Ibd to RIA |
| TRUIST ADVISORY SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 31, 2017 | Nov 22, 2017 | 83 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Jan 6, 2017 | Apr 4, 2017 | 88 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17499:283390:FL:2017-01-06 | Jan 6, 2017 | Apr 4, 2017 | SARASOTA, FL | Firm change |