DFX Intelligence

A••••• A•• M••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A••••• A•• M••• W••••• M•••••••••

A••••• FINANCIAL PLANNING LLC, CRD 283698

HIAWATHA, IA

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Search this name across graphsid dfx:ria:bc9424a6-f544-46b2-da3e-6e27d00e6b98

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jan 21, 2022 to Jul 24, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $168M••• Locked
Discretionary RAUM: $168M
Private client RAUM: $168Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $42.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Q•••• R••••• A•••••	n/a	HIAWATHA, IA	10	20	n/a	no
M•••••• M•••••• H••••••	n/a	HIAWATHA, IA	7	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• Q••••• R•••••	MANAGING MEMBER/CCO	E	yes	03/2016	Jan 21, 2022	Dec 23, 2024
H••••••• M••••••• M••••••	Owner	Na	yes	10/2019	Jan 21, 2022	Dec 23, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
ROYAL OAK	Mi	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 12, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$168M	$128M	31.1%	$92.2M	22.2%	6	5	1	1

Relationships

Registered with (6)

← K••• B••••Advisorregistration: current employment
Jun 26, 2025 to presentfactForm ADV
← N••••••• R••••• F•••Advisorregistration: current employment
Feb 8, 2021 to presentfactForm ADV
← M•••••• M•••••• H••••••Advisorregistration: current employment
Dec 10, 2018 to presentfactForm ADV
← Q•••• R••••• A•••••

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
Chad Leroy Gammon left A••••• A•• M••• W••••• M••••••••• for Custom Fit Financial (registered 2024-08-12)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2024
Advisor changed firm
R••••• Craig Bolden left A••••• A•• M••• W••••• M••••••••• for Cig Asset Management, Inc. (registered 2025-09-30)
Form ADVobserved 7 days ago
Occurred
Jan 21, 2022
First Form ADV filing
A••••• A•• M••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bc9424a6-f544-46b2-da3e-6e27d00e6b98
First observed: Jan 21, 2022
Last observed: Jul 24, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.