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Advisor at FAP,LLC
Bellevue, WA | BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FAP,LLC | State registered | Sep 22, 2025 | n/a | yes | BELLEVUE, WA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Sep 8, 2025 | n/a | yes | Bellevue, WA | Current employment |
| STACK FINANCIAL MANAGEMENT INC | Independent wealth | Sep 18, 2019 | Apr 7, 2025 | no | WHITEFISH, MT | Previous registration |
| Merriman | Former SEC adviser | Oct 24, 2016 | Aug 23, 2019 | no | SEATTLE, WA | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Sep 28, 2012 | Sep 19, 2016 | no | CAMAS, WA|PLANO, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 17, 2011 | Sep 27, 2012 | no | Seattle, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 21, 2007 | Jan 21, 2011 | no | WEEHAWKEN, NJ|SEATTLE, WA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 18, 2006 | Apr 5, 2007 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STACK FINANCIAL MANAGEMENT INC | COMMONWEALTH FINANCIAL NETWORK | Apr 7, 2025 | Sep 8, 2025 | 154 | Firm change | RIA to ibd |
| Merriman | STACK FINANCIAL MANAGEMENT INC | Aug 23, 2019 | Sep 18, 2019 | 26 | Firm change | RIA to RIA |
| FISHER INVESTMENTS | Merriman | Sep 19, 2016 | Oct 24, 2016 | 35 | Firm change | Other |
| MORGAN STANLEY | FISHER INVESTMENTS | Sep 27, 2012 | Sep 28, 2012 | 1 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Jan 21, 2011 | Mar 17, 2011 | 55 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Apr 5, 2007 | May 21, 2007 | 46 | Firm change | Other |