This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$5.3BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1

SEC number

801-76782

CRD

164273

Filings on the tape

20

First filed

Jun 5, 2012

Latest filed

Mar 27, 2026

Organised

Limited Liability Company, NC

• Occurred

  Mar 27, 2026
  Regulatory AUM changed

  Alumina Investment Management reported RAUM $5.3B, down 64% from $14.7B (2026-01-21 to 2026-03-27)

  Form ADVobserved 5 days ago
  $-9.4B
• Occurred

  Mar 21, 2018
  Regulatory AUM changed

  Alumina Investment Management reported RAUM $8.4B, up 30% from $6.5B (2017-03-14 to 2018-03-21)

  Form ADVobserved 5 days ago
  $1.9B
• Occurred

  Jun 5, 2012
  First Form ADV filing

  Alumina Investment Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bc99645f-01fc-6528-8071-4ead0e69d163

First observed

Jun 5, 2012

Last observed

Mar 27, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.