This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JEFFERIES INVESTMENT ADVISERS LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 28, 1998earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66|S63|S65

First exam

Sep 28, 1998

First registration

Apr 4, 2008

Dual registered

yes, broker-dealer

Other names

ERIK SCOTT FINWALL

IAPD individual key

3009341

• Occurred

  Apr 21, 2025
  Advisor changed firm

  Erik Scott Finwall left Voya Investment Management Co. Llc for Jefferies Investment Advisers Llc (registered 2025-06-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bca44543-a039-2d9c-39a5-c3cfbe9e7999

First observed

Apr 4, 2008

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.