DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

TACONIC CAPITAL ADVISORS UK LLP

CRD 137291

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bca89fbf-57e2-1c08-dfcb-1b7d7c570d73

Data as of Apr 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Apr 30, 2018
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.5BItem 5.F on the latest filing (2018-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $8.5B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 10
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 20
Custody, client assets: $8.5B
SEC number: 801-65190
CRD: 137291
Filings on the tape: 16
First filed: Mar 29, 2012
Latest filed: Apr 30, 2018
Organised: Limited Liability Partnership

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROSENS, FRANK, PETER	MEMBER/MANAGER	E	yes	01/2007	Mar 29, 2012	Apr 30, 2018
DELONG, CHRISTOPHER, LORD	CHIEF INVESTMENT OFFICER	B	yes	01/2013	Apr 30, 2013	Apr 30, 2018
KEELEY, ELIZABETH, ANN	CHIEF OPERATING OFFICER	Na	yes	04/2017	Mar 29, 2012	Apr 30, 2018
ST LOUIS, FLAURINE	CHIEF COMPLIANCE OFFICER	Na	yes	06/2017	Jun 7, 2017	Apr 30, 2018
TACONIC CAPITAL ADVISORS L.P.	Owner	E	yes	01/2007	Mar 29, 2012	Apr 30, 2018
TACONIC CAPITAL PERFORMANCE PARTNERS LLC	GENERAL PARTNER	F	yes	12/2006	Mar 29, 2012	Apr 30, 2018
TACONIC CAPITAL SERVICES UK LTD.	MANAGING MEMBER	Na	yes	01/2007	Mar 29, 2012	Apr 30, 2018
THOMPSON, JAMES, STEPHEN	MEMBER AND CHIEF EXECUTIVE OFFICER	Na	yes	01/2015	Jan 16, 2015	Apr 30, 2018
YAVNER, ALYSSA, GREIF	CHIEF FINANCIAL OFFICER	Na	yes	12/2009	Mar 29, 2012	Apr 30, 2018
MAGLIANA, KEITH, ALEXANDER	PORTFOLIO MANAGER	B	no	01/2013	Apr 28, 2017	Apr 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TACONIC CAPITAL ADVISORS L.P.	n/a	Asset manager	$4.9B	Y	yes	n/a
TACONIC ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a
TACONIC CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
TACONIC CAPITAL PERFORMANCE PARTNERS LLC	n/a	n/a	n/a	Y	yes	n/a
TACONIC CAPITAL SERVICES UK LTD	n/a	n/a	n/a	Y	yes	n/a
TACONIC ECDF LLC	n/a	n/a	n/a	N	yes	n/a
TACONIC SIDECAR GP LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	84	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Apr 30, 2018	$8.5B	$8.5B	19	10	1	n/a	n/a
2017	Apr 28, 2017	$8.3B	$8.3B	19	10	n/a	n/a	n/a
2016	Apr 29, 2016	$9.6B	$9.6B	18	11	n/a	n/a	n/a
2015	May 1, 2015	$11B	$11B	24	11	n/a	n/a	n/a
2014	Apr 30, 2014	$11B	$11B	25	14	n/a	n/a	n/a
2013	Apr 30, 2013	$11B	$11B	23	12	n/a	n/a	n/a
2012	Mar 29, 2012	$13B	$13B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$8.5B	$8.3B	1.5%	$11B	-7.1%	19	19	1	n/a

Relationships

Affiliated with (2)

← TACONIC CAPITAL ADVISORS LPRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ TACONIC CAPITAL ADVISORS LPRegistered adviserother investment adviser, bank, control, common control
factForm ADV

Controls (9)

← TACONIC CAPITAL ADVISORS L.P.OwnerOWNER, ownership code E, domestic entity
Mar 29, 2012 to presentfactForm ADV
← KEELEY, ELIZABETH, ANNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← DELONG, CHRISTOPHER, LORDOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Apr 30, 2013 to presentfactForm ADV
← ST LOUIS, FLAURINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 7, 2017 to presentfactForm ADV
← YAVNER, ALYSSA, GREIFOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← THOMPSON, JAMES, STEPHENOwnerMEMBER AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jan 16, 2015 to presentfactForm ADV
← BROSENS, FRANK, PETEROwnerMEMBER/MANAGER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← TACONIC CAPITAL PERFORMANCE PARTNERS LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 29, 2012 to presentfactForm ADV
← TACONIC CAPITAL SERVICES UK LTD.OwnerMANAGING MEMBER, ownership code NA, foreign entity
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← MAGLIANA, KEITH, ALEXANDEROwnerPORTFOLIO MANAGER, ownership code B, individual
Apr 28, 2017 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bca89fbf-57e2-1c08-dfcb-1b7d7c570d73
First observed: Mar 29, 2012
Last observed: Apr 30, 2018 102 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TACONIC CAPITAL ADVISORS UK LLP

CRD 137291

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bca89fbf-57e2-1c08-dfcb-1b7d7c570d73

Data as of Apr 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROSENS, FRANK, PETER

MEMBER/MANAGER

yes

01/2007

Mar 29, 2012

Apr 30, 2018

DELONG, CHRISTOPHER, LORD

CHIEF INVESTMENT OFFICER

yes

01/2013

Apr 30, 2013

Apr 30, 2018

KEELEY, ELIZABETH, ANN

CHIEF OPERATING OFFICER

yes

04/2017

Mar 29, 2012

Apr 30, 2018

ST LOUIS, FLAURINE

CHIEF COMPLIANCE OFFICER

yes

06/2017

Jun 7, 2017

Apr 30, 2018

TACONIC CAPITAL ADVISORS L.P.

Owner

yes

01/2007

Mar 29, 2012

Apr 30, 2018

TACONIC CAPITAL PERFORMANCE PARTNERS LLC

GENERAL PARTNER

yes

12/2006

Mar 29, 2012

Apr 30, 2018

TACONIC CAPITAL SERVICES UK LTD.

MANAGING MEMBER

yes

01/2007

Mar 29, 2012

Apr 30, 2018

THOMPSON, JAMES, STEPHEN

MEMBER AND CHIEF EXECUTIVE OFFICER

yes

01/2015

Jan 16, 2015

Apr 30, 2018

YAVNER, ALYSSA, GREIF

CHIEF FINANCIAL OFFICER

yes

12/2009

Mar 29, 2012

Apr 30, 2018

MAGLIANA, KEITH, ALEXANDER

PORTFOLIO MANAGER

01/2013

Apr 28, 2017

Apr 30, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TACONIC CAPITAL ADVISORS L.P.

n/a

Asset manager

$4.9B

yes

n/a

TACONIC ASSOCIATES LLC

n/a

yes

n/a

TACONIC CAPITAL PARTNERS LLC

n/a

yes

n/a

TACONIC CAPITAL PERFORMANCE PARTNERS LLC

n/a

yes

n/a

TACONIC CAPITAL SERVICES UK LTD

n/a

yes

n/a

TACONIC ECDF LLC

n/a

yes

n/a

TACONIC SIDECAR GP LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Apr 30, 2018

$8.5B

n/a

2017

Apr 28, 2017

$8.3B

n/a

2016

Apr 29, 2016

$9.6B

n/a

2015

May 1, 2015

$11B

n/a

2014

Apr 30, 2014

$11B

n/a

2013

Apr 30, 2013

$11B

n/a

2012

Mar 29, 2012

$13B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$8.5B

$8.3B

1.5%

$11B

-7.1%

n/a