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S••••• J•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

S••••• J•••• A••••

Advisor at A•••• C••••••

LAKE FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcac16fa-d626-3f51-a9f4-66f52e5ec2e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• C••••••	Independent wealth	Jan 3, 2022	n/a	yes	LAKE FOREST, IL	Current employment
A•••• C••••••• L••	Former SEC adviser	Feb 14, 2014	Jan 3, 2022	no	LAKE FOREST, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C••••••• L••	A•••• C••••••	Jan 3, 2022	Jan 3, 2022	0	Channel change	RIA to new firm

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112702:317544:IL:2022-01-03	Jan 3, 2022	Jan 3, 2022	LAKE FOREST, IL	Firm change

Relationships

Registered with (2)

→ A•••• C••••••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ A•••• C••••••• L••Registered adviserregistration: previous registration
Feb 14, 2014 to Jan 3, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcac16fa-d626-3f51-a9f4-66f52e5ec2e6
First observed: Feb 14, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.