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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SEAPORT INVESTMENT MANAGEMENT

SEAPORT WEALTH MANAGEMENT, LLC, CRD 169744

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcae44ef-c6a4-860c-ca2f-270b498fb8c4

Data as of Mar 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 2, 2013 to Mar 28, 2018
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.4MItem 5.F on the latest filing (2018-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28.4M
Private client RAUM: $28.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2
Custody, client assets: $28.4M
SEC number: 801-78901
CRD: 169744
Filings on the tape: 22
First filed: Dec 2, 2013
Latest filed: Mar 28, 2018
Organised: Limited Liability Company, New York

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SEAPORT TOTAL ASSET PARTNERS	Other Private Fund	$24.8M	Mar 29, 2017	6	Nov 15, 2012	reported	021-190193
TRIPOLAY CAPITAL MANAGEMENT	Hedge Fund	$4.2M	Mar 29, 2017	4	Feb 28, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WASSERMAN, STEVEN, MARC	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	C	yes	11/2013	Dec 2, 2013	Mar 28, 2018
WYMAN, CHARLES, CHENEY	Owner	B	no	10/2014	Oct 17, 2014	Mar 28, 2018
ZOLDAN, DEBBIE, SUE	Principal	B	no	03/2014	Mar 26, 2014	Mar 28, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRIPOLAY CAPITAL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 28, 2018	$28.4M	$28.4M	3	2	1	n/a	n/a
2016	Mar 29, 2017	$27.9M	$27.9M	4	2	n/a	2	$29.0M
2015	Mar 28, 2016	$26.7M	$26.7M	5	2	n/a	2	$29.0M
2014	Feb 23, 2015	$27.6M	$27.6M	5	2	n/a	2	$29.0M
2013	Mar 12, 2014	$0	$0	4	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$28.4M	$27.9M	1.7%	$27.6M	0.9%	3	4	1	n/a

Relationships

Owns (2)

← ZOLDAN, DEBBIE, SUEOwnerPRINCIPAL, ownership code B, individual
Mar 26, 2014 to presentfactForm ADV
← WYMAN, CHARLES, CHENEYOwnerOWNER, ownership code B, individual
Oct 17, 2014 to presentfactForm ADV

Controls (1)

← WASSERMAN, STEVEN, MARCOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 2, 2013 to presentfactForm ADV

Advises (2)

→ SEAPORT TOTAL ASSET PARTNERSPrivate fundOther Private Fund, IA
Nov 15, 2012 to presentfactForm ADV
→ TRIPOLAY CAPITAL MANAGEMENTPrivate fundHedge Fund, IA
Feb 28, 2013 to presentfactForm ADV

Dated events

Occurred
Dec 2, 2013
First Form ADV filing
Seaport Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcae44ef-c6a4-860c-ca2f-270b498fb8c4
First observed: Dec 2, 2013
Last observed: Mar 28, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SEAPORT INVESTMENT MANAGEMENT

SEAPORT WEALTH MANAGEMENT, LLC, CRD 169744

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bcae44ef-c6a4-860c-ca2f-270b498fb8c4

Data as of Mar 28, 2018 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SEAPORT TOTAL ASSET PARTNERS

Other Private Fund

$24.8M

Mar 29, 2017

Nov 15, 2012

reported

021-190193

TRIPOLAY CAPITAL MANAGEMENT

Hedge Fund

$4.2M

Mar 29, 2017

Feb 28, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WASSERMAN, STEVEN, MARC

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

11/2013

Dec 2, 2013

Mar 28, 2018

WYMAN, CHARLES, CHENEY

Owner

10/2014

Oct 17, 2014

Mar 28, 2018

ZOLDAN, DEBBIE, SUE

Principal

03/2014

Mar 26, 2014

Mar 28, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRIPOLAY CAPITAL MANAGEMENT LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 28, 2018

$28.4M

n/a

2016

Mar 29, 2017

$27.9M

n/a

$29.0M

2015

Mar 28, 2016

$26.7M

n/a

$29.0M

2014

Feb 23, 2015

$27.6M

n/a

$29.0M

2013

Mar 12, 2014

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$28.4M

$27.9M

1.7%

$27.6M

0.9%

n/a