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Advisor at OSAIC WEALTH, INC.
Clearwater, FL | ROCHESTER, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | n/a | yes | Clearwater, FL|ROCHESTER, MN | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 10, 2018 | Nov 2, 2018 | no | CLEARWATER, FL|ROCHESTER, MN | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jun 24, 2016 | May 8, 2018 | no | Pembrooke Pines, FL | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Mar 8, 2011 | May 13, 2016 | no | ST. PETERSBURG, FL|ST. PETERSBURG, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | SIGNATOR INVESTORS, INC. | May 8, 2018 | May 10, 2018 | 2 | Firm change | Ibd to ibd |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | May 13, 2016 | Jun 24, 2016 | 42 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16164:134139:FL:2016-05-02 | May 13, 2016 | Jun 24, 2016 | ST PETERSBURG, FL | Firm change |