DFX Intelligence

F•••••• F•••• M••••••••• C•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

F•••••• F•••• M••••••••• C•

CRD 110785

DENVER, CO

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Search this name across graphsid dfx:ria:bcbfd62e-1292-a10b-f083-66b74c6372a0

Data as of Dec 2, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 22, 2011 to Dec 2, 2025
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $1.9B••• Locked
Discretionary RAUM: $1.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $1.9Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F••• R••• K••••	n/a	DENVER, CO	27	43	n/a	yes

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• F•••• R•••	Shareholder	D	yes	11/1994	Dec 22, 2011	Dec 2, 2024
K••••• F•••• R•••	PRESIDENT / CHIEF COMPLIANCE OFFICER	Na	yes	12/1990	Dec 22, 2011	Dec 2, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.9B	$1.7B	15.3%	$1.8B	2.4%	9	8	0	0

Relationships

Registered with (1)

← F••• R••• K••••Advisorregistration: current employment
Jan 1, 1999 to presentfactForm ADV

Controls (1)

← K••••• F•••• R•••OwnerSHAREHOLDER, ownership code D, individual
Dec 22, 2011 to Dec 2, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcbfd62e-1292-a10b-f083-66b74c6372a0
First observed: Dec 22, 2011
Last observed: Dec 2, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.