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Advisor at SOVEREIGN FINANCIAL GROUP, INC.
STAMFORD, CT | MOUNT PLEASANT, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOVEREIGN FINANCIAL GROUP, INC. | Independent wealth | Jun 3, 2025 | n/a | yes | MOUNT PLEASANT, SC|STAMFORD, CT | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 25, 2024 | Jun 12, 2025 | no | CHARLESTON, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | SOVEREIGN FINANCIAL GROUP, INC. | Jun 12, 2025 | Jun 3, 2025 | -9 | Firm change | Ibd to RIA |