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Advisor at WELLS FARGO ADVISORS
SANTA CLARA, CA | SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 1, 2015 | n/a | yes | SANTA CLARA, CA|SAN JOSE, CA|SAN JOSE, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | May 6, 2015 | no | SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|FREMONT, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Dec 3, 2010 | Oct 1, 2012 | no | SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA|SAN JOSE, CA | Previous registration |
| EDWARD JONES | National bd RIA | Jun 17, 2009 | Oct 1, 2010 | no | ST LOUIS, MO|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | May 6, 2015 | May 1, 2015 | -5 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| EDWARD JONES | CHASE INVESTMENT SERVICES CORP. | Oct 1, 2010 | Dec 3, 2010 | 63 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2015-05-06 | May 6, 2015 | May 1, 2015 | SAN JOSE, CA | Firm change |