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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

DREW ALEXANDER GOODRICH

Advisor at CETERA INVESTMENT ADVISERS LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bce5b56a-c70b-dc3f-fd32-8ec0347e3850

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Nov 15, 2011
First registration: Apr 3, 2013
Dual registered: yes, broker-dealer
Other names: DREW A GOODRICH
IAPD individual key: 5987337

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	FLINT, MI\|CLIO, MI\|FLINT, MI\|OWOSSO, MI\|Grand Blanc, MI\|FENTON, MI\|FLINT, MI\|CLIO, MI\|DAVISON, MI\|LAPEER, MI	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 7, 2014	Sep 30, 2015	no	NOVI, MI\|WATERFORD, MI\|NOVI, MI\|LIVONIA, MI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 3, 2013	Nov 12, 2014	no	FLINT, MI\|GENESEE, MI\|CLIO, MI\|FLINT, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	CETERA INVESTMENT ADVISERS LLC	Sep 30, 2015	Jun 29, 2023	2,829	Firm change after gap	Other
J.P. MORGAN SECURITIES LLC	PNC WEALTH MANAGEMENT	Nov 12, 2014	Nov 7, 2014	-5	Firm change	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 7, 2014 to Sep 30, 2015factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 3, 2013 to Nov 12, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bce5b56a-c70b-dc3f-fd32-8ec0347e3850
First observed: Apr 3, 2013
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DREW ALEXANDER GOODRICH

Advisor at CETERA INVESTMENT ADVISERS LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bce5b56a-c70b-dc3f-fd32-8ec0347e3850

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Jun 29, 2023

n/a

yes

Current employment

PNC WEALTH MANAGEMENT

Bd affiliated wealth

Nov 7, 2014

Sep 30, 2015

NOVI, MI|WATERFORD, MI|NOVI, MI|LIVONIA, MI

Previous registration

J.P. MORGAN SECURITIES LLC

Wirehouse

Apr 3, 2013

Nov 12, 2014

FLINT, MI|GENESEE, MI|CLIO, MI|FLINT, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PNC WEALTH MANAGEMENT

CETERA INVESTMENT ADVISERS LLC

Sep 30, 2015

Jun 29, 2023

2,829

Firm change after gap

Other

J.P. MORGAN SECURITIES LLC

PNC WEALTH MANAGEMENT

Nov 12, 2014

Nov 7, 2014

-5

Firm change

Other