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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LEADSMAN CAPITAL, LLC

CRD 172312

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bce96b0b-65fa-885e-bbfe-3f919e807550

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2014 to Mar 30, 2015
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $400,000Item 5.F on the latest filing (2015-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $400,000
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 4
Accounts: 1
SEC number: 801-80094
CRD: 172312
Filings on the tape: 5
First filed: Jul 10, 2014
Latest filed: Mar 30, 2015
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FRIEDLE, GARY, ALEXANDER	Member	C	yes	06/2014	Jul 10, 2014	Mar 30, 2015
ROTH, ANDREW, EVAN	MEMBER AND CHIEF COMPLIANCE OFFICER	C	yes	06/2014	Jul 10, 2014	Mar 30, 2015
SHIKIAR, STUART, ALAN	Member	C	yes	06/2014	Jul 10, 2014	Mar 30, 2015
SIPZENER, ALBERT, ISRAEL	Member	C	yes	06/2014	Jul 10, 2014	Mar 30, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SHIKIAR ASSET MANAGEMENT INC	n/a	Independent wealth	$564M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	$400,000	$400,000	4	4	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$400,000	n/a	n/a	n/a	n/a	4	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ SHIKIAR ASSET MANAGEMENT INCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← FRIEDLE, GARY, ALEXANDEROwnerMEMBER, ownership code C, individual
Jul 10, 2014 to presentfactForm ADV
← SIPZENER, ALBERT, ISRAELOwnerMEMBER, ownership code C, individual
Jul 10, 2014 to presentfactForm ADV
← SHIKIAR, STUART, ALANOwnerMEMBER, ownership code C, individual
Jul 10, 2014 to presentfactForm ADV
← ROTH, ANDREW, EVANOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jul 10, 2014 to presentfactForm ADV

Dated events

Occurred
Jul 10, 2014
First Form ADV filing
Leadsman Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bce96b0b-65fa-885e-bbfe-3f919e807550
First observed: Jul 10, 2014
Last observed: Mar 30, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEADSMAN CAPITAL, LLC

CRD 172312

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bce96b0b-65fa-885e-bbfe-3f919e807550

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:10 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FRIEDLE, GARY, ALEXANDER

Member

yes

06/2014

Jul 10, 2014

Mar 30, 2015

ROTH, ANDREW, EVAN

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

06/2014

Jul 10, 2014

Mar 30, 2015

SHIKIAR, STUART, ALAN

Member

yes

06/2014

Jul 10, 2014

Mar 30, 2015

SIPZENER, ALBERT, ISRAEL

Member

yes

06/2014

Jul 10, 2014

Mar 30, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SHIKIAR ASSET MANAGEMENT INC

n/a

Independent wealth

$564M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 30, 2015

$400,000

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$400,000

n/a