DFX Intelligence
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Reading the graph
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Advisor at E••••••••• I•••••••••
WINTER HAVEN, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••••••• I••••••••• | State registered | Jun 2, 2024 | n/a | yes | WINTER HAVEN, FL | Current employment |
| M••••••••• A••••••• | Other adviser | Jun 9, 2011 | Dec 18, 2013 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••••••• A••••••• | E••••••••• I••••••••• | Dec 18, 2013 | Jun 2, 2024 | 3,819 | Firm change after gap | Other |
| W•••• F•••• I••••••••• L•• | M••••••••• A••••••• | Jul 25, 2005 | Jun 9, 2011 |
| W•••• F•••• I••••••••• L•• |
| n/a |
| Aug 23, 2004 |
| Jul 25, 2005 |
| no |
| MARQUETTE, MI |
| Previous registration |
| 2,145 |
| Firm change after gap |
| Other |