DFX Intelligence

S••••••• C•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

S••••••• C•••• M•••••••••

CRD 161115

SANTIAGO

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Search this name across graphsid dfx:ria:bcf437d8-d4ad-7944-d427-6c2878a250b4

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Mar 28, 2019
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• C•••• M•••••••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 33
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• S•••	Shareholder	C	yes	12/2005	Feb 14, 2012	Mar 28, 2019
B•••••• T••••	Member	E	yes	10/2005	Feb 14, 2012	Mar 28, 2019
B•••••• S•••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••• C•••• G•••• M••••••••• L•••	n/a	Former SEC adviser	$1.4B	N	yes	n/a
A••••••••• D• I••••••••• L•••••••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
BUENOS AIRES	n/a	Argentina	6	no
Bogota	n/a	Colombia	4	no
MIAMI BEACH	FL	United States	1	no
Montevideo	n/a	Uruguay	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.2B	$1.2B	-1.4%	$1.5B	-7.6%	33	33	6	6

Relationships

Affiliated with (1)

→ S••••••• C•••• G•••• M••••••••• L•••Registered adviserother investment adviser, common control
factForm ADV

Controls (14)

← R••••••••• R••••••OwnerSHAREHOLDER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← M•••••• N•••••••• O•OwnerSHAREHOLDER, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← S••••••••• R•••• F•OwnerDIRECTOR, ownership code NA, individual

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bcf437d8-d4ad-7944-d427-6c2878a250b4
First observed: Feb 14, 2012
Last observed: Mar 28, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.