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H•••• V•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

H•••• V•••

Advisor at A••• I••••• A•••••••

CHARLOTTE, NC | Wilmington, NC

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Search this name across graphsid dfx:ria:bd03cb3c-3e4d-4222-c4b0-3863b83471d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• I••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••• I••••• A•••••••	Independent wealth	Mar 6, 2024	n/a	yes	Wilmington, NC\|CHARLOTTE, NC	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jul 1, 2021	Feb 24, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	A••• I••••• A•••••••	Feb 24, 2023	Mar 6, 2024	376	Firm change	Ibd to RIA
R•• C•••••• M••••••• L••	R•••••• J•••• • A••••••••• I•••	Jul 18, 2019

Relationships

Registered with (3)

→ A••• I••••• A•••••••Registered adviserregistration: current employment
Mar 6, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2021 to Feb 24, 2023factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Apr 20, 2018 to Jul 18, 2019factForm ADV

Dated events

Occurred
Feb 24, 2023
Advisor changed firm
H•••• V••• left R•••••• J•••• • A••••••••• I••• for A••• I••••• A••••••• (registered 2024-03-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd03cb3c-3e4d-4222-c4b0-3863b83471d1
First observed: Apr 20, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.