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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

Gary Stuart Kokin

Advisor at LPL FINANCIAL LLC

WILLIAMSVILLE, NY

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Search this name across graphsid dfx:ria:bd03f0aa-c7ef-932c-3d8f-c35cd774e442

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 2, 1984
First registration: Aug 19, 2002
Dual registered: yes, broker-dealer
Other names: GARY STUART KOKIN|Gary Kokin
IAPD individual key: 1146824

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 10, 2025	n/a	yes	WILLIAMSVILLE, NY	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Sep 10, 2019	Jul 10, 2025	no	WILLIAMSVILLE, NY\|WILLIAMSVILLE, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 18, 2011	Jul 19, 2019	no	WILLIAMSVILLE, NY\|WILLIAMSVILLE, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 19, 2002	Feb 11, 2009	no	BUFFALO, NY\|BUFFALO, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	NEXT FINANCIAL GROUP, INC.	Jul 19, 2019	Sep 10, 2019	53	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Feb 11, 2009	Apr 18, 2011	796	Firm change after gap	Wirehouse to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 10, 2019 to Jul 10, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 18, 2011 to Jul 19, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 19, 2002 to Feb 11, 2009factForm ADV

Dated events

No dated event names this entity yet.