DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•• P•••••••• I•••
CEDAR RAPIDS, IA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•• P•••••••• I••• | Bd affiliated wealth | Apr 26, 2019 | n/a | yes | CEDAR RAPIDS, IA|SAN DIEGO, CA | Current employment |
| C•••• C•••••• S••••••••• L••• | Former SEC adviser | Mar 16, 2010 | Apr 22, 2019 | no | SAN DIEGO, CA|LA MESA, CA|SAN DIEGO, CA|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••• C•••••• S••••••••• L••• | B•• P•••••••• I••• | Apr 22, 2019 | Apr 26, 2019 | 4 | Firm change | RIA to ibd |
| S••••••••• A•••••• A•••••••• I••• | C•••• C•••••• S••••••••• L••• | Mar 18, 2010 | Mar 16, 2010 |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jan 23, 2009 | Mar 18, 2010 | no | LAVISTA, NE | Previous registration |
| B••••• • Y•••• A•••••••• I••• | Former SEC adviser | Oct 31, 2007 | Jan 23, 2009 | no | FOLSOM, CA|LA MESA, CA|FOLSOM, CA|LA MESA, CA|LA MESA, CA|LA MESA, CA|FOLSOM, CA | Previous registration |
| -2 |
| Firm change |
| Other |
| B••••• • Y•••• A•••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Jan 23, 2009 | Jan 23, 2009 | 0 | Bulk transfer | Other |