This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CERTIS CAPITAL MANAGEMENT, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 28, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

11derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S63|S66

First exam

Jun 28, 2000

First registration

Jun 10, 2002

Dual registered

yes, broker-dealer

Other names

TODD EMIL DAWES

IAPD individual key

4547462

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bd090439-7a90-9818-79b6-81375e5cebc3

First observed

Jun 10, 2002

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.