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Reading the graph
Reading the graph
CRD 175033
GEORGE TOWN, GRAND CAYMAN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADAM, HARTMANN, KEITH | DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | Na | yes | 05/2016 | Jul 1, 2015 | Mar 27, 2017 |
| ENGEL, MONICA, BRAND | Principal | C | yes | 05/2014 | Jul 1, 2015 | Mar 27, 2017 |
| HERRERA, MIGUEL, DARCY | Principal | B | yes | 05/2014 | Jul 1, 2015 | Mar 27, 2017 |
| RENGASWAMY, VENKATESHWARAN, GANESH | Principal | B | yes | 08/2014 | Jul 1, 2015 | Mar 27, 2017 |
| WHITTLE, JONATHAN, HAROLD | Principal | C | yes | 05/2014 | Jul 1, 2015 | Mar 27, 2017 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| QUONA CAPITAL, LLC | n/a | Asset manager | $1.0B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Mar 27, 2017 | $159M | $0 | 5 | 5 | n/a | 1 | $142M |
| 2015 | Mar 24, 2016 | $106M | $0 | 0 | 0 | n/a | 1 | $90.1M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $159M | $106M | 49.9% | n/a | n/a | 5 | 0 | n/a | n/a |