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Advisor at MORGAN STANLEY
Tucson, AZ | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 2, 2021 | n/a | yes | Tucson, AZ|Houston, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Aug 13, 2021 | no | DOUGLAS, AZ|TUCSON, AZ|TUCSON, AZ|TUCSON, AZ|TUCSON, AZ|TUCSON, AZ|DOUGLAS, AZ|TUCSON, AZ|GREEN VALLEY, AZ|NOGALES, AZ|EL PASO, TX|TUCSON, AZ|TUCSON, AZ | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | May 12, 2009 | Jan 3, 2011 | no | TUCSON, AZ|TUCSON, AZ|TUCSON, AZ|TUCSON, AZ|DOUGLAS, AZ|TUCSON, AZ | Previous registration |
| UBS INTERNATIONAL INC. | n/a | Feb 29, 2008 | Mar 26, 2009 | no | PHOENIX, AZ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Aug 15, 2002 | Sep 5, 2006 | no | TUCSON, AZ|TUCSON, AZ|TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Aug 13, 2021 | Aug 2, 2021 | -11 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| UBS INTERNATIONAL INC. | WELLS FARGO INVESTMENTS, LLC | Mar 26, 2009 | May 12, 2009 | 47 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | UBS INTERNATIONAL INC. | Sep 5, 2006 | Feb 29, 2008 | 542 | Firm change after gap | Other |