DFX Intelligence

M•••••• O•••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)12 years in industry

M•••••• O•••••• A••••••

Advisor at C••••• I••••••••• A••••••• L••

Lutz, FL

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Search this name across graphsid dfx:ria:bd135634-98ca-8394-f4da-c730d42388b1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 11, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 1, 2026	n/a	yes	Lutz, FL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 1, 2026	n/a	yes	Lutz, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C••••• I••••••••• A••••••• L••	Sep 14, 2026	Sep 1, 2026	-13	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:105644:FL:2026-09-14	Sep 14, 2026	Sep 1, 2026	LUTZ, FL	Firm change

Relationships

Registered with (2)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 16, 2014 to Sep 14, 2026factForm ADV

Dated events

Occurred
Sep 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd135634-98ca-8394-f4da-c730d42388b1
First observed: Oct 16, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.