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Advisor at CASTLE COAST WEALTH, LLC
Hampstead, NC | LA JOLLA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CASTLE COAST WEALTH, LLC | Independent wealth | Apr 30, 2019 | n/a | yes | LA JOLLA, CA|Hampstead, NC | Current employment |
| LITTON FINANCIAL | n/a | Dec 18, 2006 | Jan 29, 2021 | no | LA JOLLA, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 5, 2006 | Oct 4, 2019 | no | LA JOLLA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LITTON FINANCIAL | CASTLE COAST WEALTH, LLC | Jan 29, 2021 | Apr 30, 2019 | -640 | Firm change after gap | Other |
| LPL FINANCIAL LLC | LITTON FINANCIAL | Oct 4, 2019 | Dec 18, 2006 | -4,673 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113063:298439:CA:2021-01-29 | Jan 29, 2021 | Apr 30, 2019 | LA JOLLA, CA | Firm change after gap |
| 6413:113063:CA:2019-10-04 | Oct 4, 2019 | Dec 18, 2006 | LA JOLLA, CA | Firm change after gap |