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Advisor at PRIVATE WEALTH ADVISORS
Cambria, CA | FRESNO, CA | Clovis,, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE WEALTH ADVISORS | Independent wealth | Sep 4, 2012 | n/a | yes | FRESNO, CA|Cambria, CA|Clovis,, CA | Current employment |
| MUTUAL SECURITIES, INC. | Former SEC adviser | Jan 7, 2010 | Jan 12, 2010 | no | FRESNO, CA|WESTLAKE VILLAGE, CA | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Sep 4, 1998 | Dec 15, 2007 | no | FRESNO, CA|FRESNO, CA|Fresno, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MUTUAL SECURITIES, INC. | PRIVATE WEALTH ADVISORS | Jan 12, 2010 | Sep 4, 2012 | 966 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | MUTUAL SECURITIES, INC. | Dec 15, 2007 | Jan 7, 2010 | 754 | Firm change after gap | Other |