This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$756MItem 5.F on the latest filing (2026-09-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$205M

Private client RAUM

$740MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$756Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

337

Individual clients

84

High net worth clients

48

Custody, client assets

$99.2M

SEC number

801-128475

CRD

137277

Filings on the tape

7

First filed

Jun 30, 2023

Latest filed

Sep 14, 2026

Organised

Limited Liability Company, FL

• Occurred

  Jun 30, 2023
  First Form ADV filing

  Lighthouse Financial filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bd1950e3-1cc0-7339-5797-222e36721ae9

First observed

Jun 30, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.