DFX Intelligence

S•••••• M••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

S•••••• M••• S••••••

Advisor at I••••• P••••••• L••

SAN CLEMENTE, CA | South Jordan, UT

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Search this name across graphsid dfx:ria:bd1f2bbe-9335-f63f-630a-c71304db6723

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jan 26, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• P••••••• L••	Independent wealth	Mar 27, 2023	n/a	yes	South Jordan, UT\|SAN CLEMENTE, CA	Current employment
P••••••• W••••••••• L••	Independent wealth	Aug 30, 2024	Aug 12, 2025	no	LEHI, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• W••••••••• L••	n/a	Aug 12, 2025	n/a	n/a	Departure no registered destination	Departure
C••••• G•••• I••••••••	I••••• P••••••• L••	Oct 17, 2022	Mar 27, 2023	161

Relationships

Registered with (5)

→ I••••• P••••••• L••Registered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ P••••••• W••••••••• L••Registered adviserregistration: previous registration
Aug 30, 2024 to Aug 12, 2025factForm ADV
→ C••••• G•••• I••••••••Registered adviserregistration: previous registration
Aug 2, 2022 to Oct 17, 2022factForm ADV
→ C••• L••

Dated events

Occurred
Aug 12, 2025
Advisor departed, no destination yet
S•••••• M••• S•••••• no longer registered at P••••••• W••••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Oct 17, 2022
Advisor changed firm
S•••••• M••• S•••••• left C••••• G•••• I•••••••• for I••••• P••••••• L•• (registered 2023-03-27)
Form ADVobserved 7 days ago
Occurred
Sep 15, 2022
Advisor changed firm
S•••••• M••• S•••••• left C••• L•• for C••••• G•••• I•••••••• (registered 2022-08-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd1f2bbe-9335-f63f-630a-c71304db6723
First observed: Jan 26, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.