DFX Intelligence

M•••••• A• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••••• A• F•••••••

Advisor at A••••• W••••• M••••••••• L••

RENO, NV

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Search this name across graphsid dfx:ria:bd251c12-aa69-bfd7-6a29-cbaee6bf15d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M••••••••• L••	Independent wealth	May 27, 2022	n/a	yes	RENO, NV	Current employment
C••••• A••••••• L••	Former SEC adviser	Jun 29, 2017	Jun 1, 2022	no	MOUNTAIN VIEW, CA\|SAN JOSE, CA\|INCLINE VILLAGE, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	A••••• W••••• M••••••••• L••	Jun 1, 2022	May 27, 2022	-5	Firm change	Ibd to new firm
B•••••••• F•••••••• M••••••••• I••	C••••• A••••••• L••	Jun 20, 2017	Jun 29, 2017

Relationships

Registered with (3)

→ A••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 27, 2022 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2017 to Jun 1, 2022factForm ADV
→ B•••••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 31, 2014 to Jun 20, 2017factForm ADV

Dated events

Occurred
Jun 1, 2022
Advisor changed firm
M•••••• A• F••••••• left C••••• A••••••• L•• for A••••• W••••• M••••••••• L•• (registered 2022-05-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd251c12-aa69-bfd7-6a29-cbaee6bf15d8
First observed: Mar 31, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.