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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

WARWICK GROUP II, INC.

CRD 161549

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd28ea63-6f14-8364-4405-a06809c4209d

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: Feb 14, 2012 to Apr 30, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Warwick Group II, Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $370MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $352M
SEC number: 801-132994
CRD: 161549
Filings on the tape: 16
First filed: Feb 14, 2012
Latest filed: Apr 30, 2026
Organised: Corporation, DE
Website: warwickgroup.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
EGOV HOLDINGS, INC.	Private Equity Fund	$117M	Mar 28, 2016	29	Feb 14, 2012	dropped	021-41274
CMG ACQUISITION CO., L.P.	Private Equity Fund	$76.3M	May 20, 2024	20	Feb 14, 2012	reported	n/a
PKC ACQUISITION, INC.	Private Equity Fund	$30.0M	May 20, 2024	8	Feb 14, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KOZAK, MARK, NICHOLAS	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	E	yes	01/2007	Feb 14, 2012	Mar 27, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$370M	$0	1	1	0	2	n/a
2022	Mar 27, 2023	$66.1M	$0	2	2	0	n/a	n/a
2021	Mar 15, 2022	$185M	$0	2	2	0	n/a	n/a
2020	Mar 31, 2021	$187M	$0	2	2	0	n/a	n/a
2019	Mar 29, 2020	$118M	$0	2	2	0	n/a	n/a
2018	Mar 28, 2019	$124M	$0	2	2	0	n/a	n/a
2017	Mar 29, 2018	$160M	$160M	2	2	0	2	$160M
2016	Jun 5, 2017	$162M	$162M	3	3	n/a	2	$162M
2015	Mar 28, 2016	$289M	$289M	2	2	n/a	3	$289M
2014	Mar 23, 2015	$268M	$268M	1	1	n/a	3	$268M
2013	Mar 31, 2014	$213M	$213M	1	1	n/a	3	$213M
2012	Mar 27, 2013	$271M	$271M	1	1	n/a	3	$271M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$370M	n/a	n/a	$66.1M	77.6%	1	n/a	0	n/a

Relationships

Advises (3)

→ CMG ACQUISITION CO., L.P.Private fundPrivate Equity Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ PKC ACQUISITION, INC.Private fundPrivate Equity Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ EGOV HOLDINGS, INC.Private fundPrivate Equity Fund, IA, no longer reported
Feb 14, 2012 to Mar 28, 2016factForm ADV

Controls (1)

← KOZAK, MARK, NICHOLASOwnerMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 14, 2012 to Mar 27, 2023factForm ADV

Dated events

Occurred
Apr 30, 2026
Regulatory AUM changed
Warwick Group Ii, Inc. reported RAUM $369.8M, up 460% from $66.1M (2023-03-27 to 2026-04-30)
Form ADVobserved 5 days ago
$304M
Occurred
Mar 27, 2023
Regulatory AUM changed
Warwick Group Ii, Inc. reported RAUM $66.1M, down 64% from $185.1M (2022-05-06 to 2023-03-27)
Form ADVobserved 5 days ago
$-119M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd28ea63-6f14-8364-4405-a06809c4209d
First observed: Feb 14, 2012
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WARWICK GROUP II, INC.

CRD 161549

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd28ea63-6f14-8364-4405-a06809c4209d

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

EGOV HOLDINGS, INC.

Private Equity Fund

$117M

Mar 28, 2016

Feb 14, 2012

dropped

021-41274

CMG ACQUISITION CO., L.P.

Private Equity Fund

$76.3M

May 20, 2024

Feb 14, 2012

reported

n/a

PKC ACQUISITION, INC.

Private Equity Fund

$30.0M

May 20, 2024

Feb 14, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KOZAK, MARK, NICHOLAS

MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

01/2007

Feb 14, 2012

Mar 27, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$370M

n/a

2022

Mar 27, 2023

$66.1M

n/a

2021

Mar 15, 2022

$185M

n/a

2020

Mar 31, 2021

$187M

n/a

2019

Mar 29, 2020

$118M

n/a

2018

Mar 28, 2019

$124M

n/a

2017

Mar 29, 2018

$160M

2016

Jun 5, 2017

$162M

n/a

$162M

2015

Mar 28, 2016

$289M

n/a

$289M

2014

Mar 23, 2015

$268M

n/a

$268M

2013

Mar 31, 2014

$213M

n/a

$213M

2012

Mar 27, 2013

$271M

n/a

$271M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$370M

n/a

$66.1M

77.6%

n/a