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advised by AXA ROSENBERG INVESTMENT MANAGEMENT LLC
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Mar 30, 2021 | $15.6M | 11 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Mar 27, 2020 | $94.8M | 15 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Mar 27, 2020 | $94.8M | 15 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Mar 22, 2019 | $78.3M | 17 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Jan 29, 2019 | $28.2M | 3 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Jul 12, 2018 | $28.2M | 3 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Mar 29, 2018 | $28.2M | 3 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Sep 28, 2017 | $19.6M | 3 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| May 22, 2017 | $19.6M | 3 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Mar 30, 2017 | $19.6M | 3 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Mar 30, 2017 | $19.6M | 3 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Jun 1, 2016 | $13.4M | 7 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Apr 20, 2016 | $13.4M | 7 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Mar 30, 2016 | $13.4M | 7 | $1.0M | 0.0% | yes | AXA IM GLOBAL EMERGING MARKETS SMALL CAP FUND, LLC |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| STATE STREET | STATE STREET BANK AND TRUST COMPANY | Boston | Massachusetts | United States | no | n/a |