DFX Intelligence

A•••• L••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

A•••• L••••• W••••••

Advisor at A••• T•• • F•••••••• P•••••••

KENT, WA

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Search this name across graphsid dfx:ria:bd311f3b-1916-2813-8640-92a8695b7e23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• T•• • F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 18, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• T•• • F•••••••• P•••••••	State registered	Feb 9, 2021	n/a	yes	KENT, WA	Current employment
S•••••• A•••• M••••••••• L••	Independent wealth	Dec 23, 2020	Jan 9, 2023	no	VANCOUVER, WA\|Kent, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• A•••• M••••••••• L••	A••• T•• • F•••••••• P•••••••	Jan 9, 2023	Feb 9, 2021	-699	Firm change after gap	RIA to state RIA
M•••• W••••• A•••••••	S•••••• A•••• M••••••••• L••	Dec 1, 2014	Dec 23, 2020

Relationships

Registered with (4)

→ A••• T•• • F•••••••• P•••••••Registered adviserregistration: current employment
Feb 9, 2021 to presentfactForm ADV
→ S•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 23, 2020 to Jan 9, 2023factForm ADV
→ M•••• W••••• A•••••••Registered adviserregistration: previous registration
Oct 29, 2009 to Dec 1, 2014factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Jan 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd311f3b-1916-2813-8640-92a8695b7e23
First observed: Aug 20, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.