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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

ROTHSCHILD CAPITAL PARTNERS

ROTHSCHILD CAPITAL PARTNERS, LLC, CRD 161688

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd383694-86c1-71ca-c8af-0fd454710973

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 5
On other graphs: 0
Observed: Feb 14, 2012 to Apr 17, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.45 fund_share=0.54 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $470MItem 5.F on the latest filing (2026-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $470M
Private client RAUM: $213MderivedItem 5.D individuals plus high net worth individuals
Private client share: 45%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $93.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 93
Individual clients: 7
High net worth clients: 57
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-73843
CRD: 161688
Filings on the tape: 34
First filed: Feb 14, 2012
Latest filed: Apr 17, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARGUERITE AMBROSETTI COOK	Certified Financial Planner	NEW YORK, NY \| Hollywood, FL	2	11	1	no
JOHN SPENCER ROTHSCHILD DAME	n/a	Washington DC, DC \| NEW YORK, NY	2	11	n/a	no
JASON BARRETT WOOD	n/a	NEW YORK, NY \| Kinnelon, NJ	2	30	n/a	no
LEONARD DANIEL RODMAN	n/a	Potomac, MD \| NEW YORK, NY	2	17	n/a	no
Harrison Cleve McQuaig	Certified Financial Planner	NEW YORK, NY \| Washington, DC	0	10	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ROTHSCHILD CORNERSTONE FUND, LP	Hedge Fund	$170M	Sep 9, 2024	26	Apr 1, 2013	reported	021-220171
ROTHSCHILD GQ SYSTEMATIC FUND, LP	Hedge Fund	$69.9M	Jun 24, 2020	20	Oct 30, 2017	dropped	021-296258
ROTHSCHILD CAPITAL PARTNERS, LP	Hedge Fund	$58.8M	Feb 14, 2012	33	Feb 14, 2012	dropped	n/a
ROTHSCHILD TECHNOLOGY PARTNERS, LP	Hedge Fund	$10.2M	Sep 9, 2024	16	Feb 14, 2012	reported	021-236801
ROTHSCHILD GLOBAL THEMATIC FUND, LP	Hedge Fund	$1.1M	Jul 11, 2017	1	Mar 31, 2015	dropped	021-237526
ROTHSCHILD CORNERSTONE OPPORTUNITIES FUND, LP	Hedge Fund	$797,325	Nov 12, 2019	9	Mar 31, 2014	dropped	021-198300

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOK, MARGUERITE, AMBROSETTI	PRESIDENT OF WEALTH AND ENGAGEMENT PLANNING	Na	yes	08/2023	Sep 13, 2023	Sep 9, 2024
DAME, JOHN, SPENCER ROTHSCHILD	GENERAL COUNSEL	Na	yes	04/2023	Sep 13, 2023	Sep 9, 2024
LEVENSON, MICHAEL, JEFFREY	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	05/2019	Jun 11, 2019	Sep 9, 2024
ROTHSCHILD, DAVID, DALSEMER	CHIEF EXECUTIVE OFFICER	E	yes	03/2013	Feb 14, 2012	Sep 9, 2024
WOOD, JASON, BARRETT	CHIEF INVESTMENT OFFICER	Na	yes	03/2013	Feb 14, 2012	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROTHSCHILD CORNERSTONE GP, LLC	n/a	n/a	n/a	N	yes	n/a
RT GP, LLC	n/a	n/a	n/a	N	yes	n/a
VANCE 1530 MM LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$470M	$470M	9	5	0	2	n/a
2024	Mar 24, 2025	$468M	$468M	8	5	0	2	n/a
2023	Mar 28, 2024	$351M	$351M	7	5	0	2	$180M
2022	Mar 29, 2023	$318M	$318M	6	3	0	2	$169M
2021	Mar 28, 2022	$380M	$380M	6	4	0	2	$179M
2020	Mar 29, 2021	$340M	$340M	6	4	0	2	$154M
2019	Mar 20, 2020	$331M	$331M	6	4	0	3	$167M
2018	Mar 20, 2019	$287M	$287M	8	3	0	4	$143M
2017	Feb 1, 2018	$279M	$279M	10	3	0	4	$127M
2016	Mar 28, 2017	$244M	$244M	8	3	n/a	4	$111M
2015	Mar 24, 2016	$246M	$246M	8	4	n/a	4	$118M
2014	Mar 31, 2015	$276M	$276M	8	5	n/a	4	$136M
2013	Mar 31, 2014	$281M	$281M	9	5	n/a	3	$108M
2012	Apr 1, 2013	$249M	$249M	8	7	n/a	2	$86.8M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	20.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$470M	$468M	0.4%	$318M	13.9%	9	8	0	0

Relationships

Registered with (6)

← Harrison Cleve McQuaigAdvisorregistration: current employment
Apr 6, 2026 to presentfactForm ADV
← LEONARD DANIEL RODMANAdvisorregistration: current employment
Jun 11, 2024 to presentfactForm ADV
← JASON BARRETT WOODAdvisorregistration: current employment
May 24, 2024 to presentfactForm ADV
← JOHN SPENCER ROTHSCHILD DAMEAdvisorregistration: current employment
Jan 30, 2024 to presentfactForm ADV
← MARGUERITE AMBROSETTI COOKAdvisorregistration: current employment
Nov 8, 2023 to presentfactForm ADV
← Madelyn Paige SimmonsAdvisorregistration: previous registration
Jul 14, 2025 to Apr 7, 2026factForm ADV

Advises (6)

→ ROTHSCHILD TECHNOLOGY PARTNERS, LPPrivate fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ ROTHSCHILD CORNERSTONE FUND, LPPrivate fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ ROTHSCHILD GQ SYSTEMATIC FUND, LPPrivate fundHedge Fund, IA, no longer reported
Oct 30, 2017 to Jun 24, 2020factForm ADV
→ ROTHSCHILD CORNERSTONE OPPORTUNITIES FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2014 to Nov 12, 2019factForm ADV
→ ROTHSCHILD GLOBAL THEMATIC FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2015 to Jul 11, 2017factForm ADV
→ ROTHSCHILD CAPITAL PARTNERS, LPPrivate fundHedge Fund, IA, no longer reported
Feb 14, 2012 to Feb 14, 2012factForm ADV

Affiliated with (1)

← ROTHSCHILD CAPITAL MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (5)

← ROTHSCHILD, DAVID, DALSEMEROwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Feb 14, 2012 to Sep 9, 2024factForm ADV
← WOOD, JASON, BARRETTOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Feb 14, 2012 to Sep 9, 2024factForm ADV
← LEVENSON, MICHAEL, JEFFREYOwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 11, 2019 to Sep 9, 2024factForm ADV
← COOK, MARGUERITE, AMBROSETTIOwnerPRESIDENT OF WEALTH AND ENGAGEMENT PLANNING, ownership code NA, individual
Sep 13, 2023 to Sep 9, 2024factForm ADV
← DAME, JOHN, SPENCER ROTHSCHILDOwnerGENERAL COUNSEL, ownership code NA, individual
Sep 13, 2023 to Sep 9, 2024factForm ADV

Dated events

Occurred
Apr 7, 2026
Advisor changed firm
Madelyn Paige Simmons left Rothschild Capital Partners for Rbc Capital Markets, Llc (registered 2026-06-18)
Form ADVobserved 5 days ago
Occurred
Mar 24, 2025
Regulatory AUM changed
Rothschild Capital Partners reported RAUM $467.8M, up 33% from $351.3M (2024-09-09 to 2025-03-24)
Form ADVobserved 5 days ago
$117M
Occurred
Sep 13, 2023
Control person joined
A Marguerite Cook (President Of Wealth And Engagement Planning) appeared on Schedule A of Rothschild Capital Partners
Form ADVobserved 5 days ago
Occurred
Sep 13, 2023
Control person joined
Spencer Rothschild John Dame (General Counsel) appeared on Schedule A of Rothschild Capital Partners
Form ADVobserved 5 days ago
Occurred
Jun 11, 2019
Control person joined
Michael Levenson (Chief Operating Officer, Chief Compliance Officer) appeared on Schedule A of Rothschild Capital Partners
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd383694-86c1-71ca-c8af-0fd454710973
First observed: Feb 14, 2012
Last observed: Apr 17, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROTHSCHILD CAPITAL PARTNERS

ROTHSCHILD CAPITAL PARTNERS, LLC, CRD 161688

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd383694-86c1-71ca-c8af-0fd454710973

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARGUERITE AMBROSETTI COOK

Certified Financial Planner

NEW YORK, NY | Hollywood, FL

JOHN SPENCER ROTHSCHILD DAME

n/a

Washington DC, DC | NEW YORK, NY

n/a

JASON BARRETT WOOD

n/a

NEW YORK, NY | Kinnelon, NJ

n/a

LEONARD DANIEL RODMAN

n/a

Potomac, MD | NEW YORK, NY

n/a

Harrison Cleve McQuaig

Certified Financial Planner

NEW YORK, NY | Washington, DC

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ROTHSCHILD CORNERSTONE FUND, LP

Hedge Fund

$170M

Sep 9, 2024

Apr 1, 2013

reported

021-220171

ROTHSCHILD GQ SYSTEMATIC FUND, LP

Hedge Fund

$69.9M

Jun 24, 2020

Oct 30, 2017

dropped

021-296258

ROTHSCHILD CAPITAL PARTNERS, LP

Hedge Fund

$58.8M

Feb 14, 2012

dropped

n/a

ROTHSCHILD TECHNOLOGY PARTNERS, LP

Hedge Fund

$10.2M

Sep 9, 2024

Feb 14, 2012

reported

021-236801

ROTHSCHILD GLOBAL THEMATIC FUND, LP

Hedge Fund

$1.1M

Jul 11, 2017

Mar 31, 2015

dropped

021-237526

ROTHSCHILD CORNERSTONE OPPORTUNITIES FUND, LP

Hedge Fund

$797,325

Nov 12, 2019

Mar 31, 2014

dropped

021-198300

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOK, MARGUERITE, AMBROSETTI

PRESIDENT OF WEALTH AND ENGAGEMENT PLANNING

yes

08/2023

Sep 13, 2023

Sep 9, 2024

DAME, JOHN, SPENCER ROTHSCHILD

GENERAL COUNSEL

yes

04/2023

Sep 13, 2023

Sep 9, 2024

LEVENSON, MICHAEL, JEFFREY

CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

05/2019

Jun 11, 2019

Sep 9, 2024

ROTHSCHILD, DAVID, DALSEMER

CHIEF EXECUTIVE OFFICER

yes

03/2013

Feb 14, 2012

Sep 9, 2024

WOOD, JASON, BARRETT

CHIEF INVESTMENT OFFICER

yes

03/2013

Feb 14, 2012

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROTHSCHILD CORNERSTONE GP, LLC

n/a

yes

n/a

RT GP, LLC

n/a

yes

n/a

VANCE 1530 MM LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$470M

n/a

2024

Mar 24, 2025

$468M

n/a

2023

Mar 28, 2024

$351M

$180M

2022

Mar 29, 2023

$318M

$169M

2021

Mar 28, 2022

$380M

$179M

2020

Mar 29, 2021

$340M

$154M

2019

Mar 20, 2020

$331M

$167M

2018

Mar 20, 2019

$287M

$143M

2017

Feb 1, 2018

$279M

$127M

2016

Mar 28, 2017

$244M

n/a

$111M

2015

Mar 24, 2016

$246M

n/a

$118M

2014

Mar 31, 2015

$276M

n/a

$136M

2013

Mar 31, 2014

$281M

n/a

$108M

2012

Apr 1, 2013

$249M

n/a

$86.8M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$470M

$468M

0.4%

$318M

13.9%