DFX Intelligence

P•••••• R••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

P•••••• R••••• S••••

Advisor at P••••••• A•••••••• L••

SAN FRANCISCO, CA | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:bd494e9f-26a1-df8f-a87d-09a560811892

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Jul 15, 2025	n/a	yes	SCOTTSDALE, AZ\|SAN FRANCISCO, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Dec 13, 2021	Mar 25, 2025	no	Phoenix, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	P••••••• A•••••••• L••	Mar 25, 2025	Jul 15, 2025	112	Firm change	Ibd to RIA
M••••• S••••••	C•••••• S••••• • C••• I•••	Dec 1, 2021	Dec 13, 2021

Relationships

Registered with (4)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Dec 13, 2021 to Mar 25, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 18, 2020 to Dec 1, 2021factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Mar 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd494e9f-26a1-df8f-a87d-09a560811892
First observed: Aug 6, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.