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J•••• S•••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

J•••• S•••••• L•••••••••

Advisor at L••••••••• W••••• A•••••••

VALLEY VIEW, OH

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Search this name across graphsid dfx:ria:bd49e89e-1ae9-ffb9-785f-0dc442c04341

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••••• W••••• A•••••••	Independent wealth	Feb 2, 2015	n/a	yes	VALLEY VIEW, OH	Current employment
S••	Bd affiliated wealth	Sep 28, 2005	Feb 5, 2015	no	ANN ARBOR, MI\|VALLEY VIEW, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••	L••••••••• W••••• A•••••••	Feb 5, 2015	Feb 2, 2015	-3	Firm change	Other
F•••••••• M••••••••• S••••••••• I•••	S••	Apr 3, 2006

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110692:173310:OH:2015-02-05	Feb 5, 2015	Feb 2, 2015	VALLEY VIEW, OH	Firm change

Relationships

Registered with (4)

→ L••••••••• W••••• A•••••••Registered adviserregistration: current employment
Feb 2, 2015 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Sep 28, 2005 to Feb 5, 2015factForm ADV
→ F•••••••• M••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2000 to Apr 3, 2006factForm ADV
→ W••••• S••••• A••••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd49e89e-1ae9-ffb9-785f-0dc442c04341
First observed: Mar 23, 2000
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.