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RIA / WealthAdvisorCertified Financial Planner30 years in industry

FREDERICK NMN PAULMAN

Advisor at CURI CAPITAL, LLC

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd509bfe-9dd2-a083-0d64-8d1264fbfd85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jun 12, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Frederick Paulman

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CURI CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 7, 1996
First registration: Jun 12, 2002
Dual registered: no
Other names: FRED PAULMAN|FREDERICK PAULMAN
IAPD individual key: 2762572

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CURI CAPITAL, LLC	Independent wealth	Apr 14, 2005	n/a	yes	CHICAGO, IL	Current employment
RMB WEST, LLC	Former SEC adviser	Aug 17, 2011	Dec 31, 2022	no	DENVER, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 12, 2002	Apr 15, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RMB WEST, LLC	n/a	Dec 31, 2022	n/a	n/a	Departure no registered destination	Departure
UBS FINANCIAL SERVICES INC.	CURI CAPITAL, LLC	Apr 15, 2005	Apr 14, 2005	-1	Firm change	Other

Relationships

Registered with (3)

→ CURI CAPITAL, LLCRegistered adviserregistration: current employment
Apr 14, 2005 to presentfactForm ADV
→ RMB WEST, LLCRegistered adviserregistration: previous registration
Aug 17, 2011 to Dec 31, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 12, 2002 to Apr 15, 2005factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor departed, no destination yet
Frederick Nmn Paulman no longer registered at Rmb West, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bd509bfe-9dd2-a083-0d64-8d1264fbfd85
First observed: Jun 12, 2002
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FREDERICK NMN PAULMAN

Advisor at CURI CAPITAL, LLC

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bd509bfe-9dd2-a083-0d64-8d1264fbfd85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CURI CAPITAL, LLC

Independent wealth

Apr 14, 2005

n/a

yes

CHICAGO, IL

Current employment

RMB WEST, LLC

Former SEC adviser

Aug 17, 2011

Dec 31, 2022

DENVER, CO

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Jun 12, 2002

Apr 15, 2005

CHICAGO, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

RMB WEST, LLC

n/a

Dec 31, 2022

n/a

Departure no registered destination

Departure

UBS FINANCIAL SERVICES INC.

CURI CAPITAL, LLC

Apr 15, 2005

Apr 14, 2005

-1

Firm change

Other