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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
SAVANNAH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 7, 2015 | n/a | yes | SAVANNAH, GA|SAVANNAH, GA | Current employment |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Jan 22, 2010 | Jul 7, 2015 | no | BIRMINGHAM, AL | Previous registration |
| WADDELL & REED | Former SEC adviser | May 14, 2008 | Dec 21, 2009 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jul 7, 2015 | Jul 7, 2015 | 0 | Bulk transfer | Other |
| WADDELL & REED | STERNE AGEE ASSET MANAGEMENT, INC. | Dec 21, 2009 | Jan 22, 2010 | 32 | Firm change | Other |