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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

MICHAEL THOMAS SAUSLEY

Advisor at VALIC FINANCIAL ADVISORS, INC.

HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 9, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALIC FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: May 1, 1998
First registration: Apr 9, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 3016327

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 22, 2016	n/a	yes	HOUSTON, TX	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jun 26, 2015	Sep 21, 2015	no	Houston, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 27, 2006	May 7, 2009	no	HOUSTON, TX\|THE WOODLANDS, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Oct 31, 2006	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Apr 9, 1998	Jul 1, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	VALIC FINANCIAL ADVISORS, INC.	Sep 21, 2015	Aug 22, 2016	336	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	SAGEPOINT FINANCIAL, INC.	May 7, 2009	Jun 26, 2015	2,241	Firm change after gap	Other
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Oct 31, 2006	Oct 27, 2006	-4	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Aug 22, 2016 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jun 26, 2015 to Sep 21, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 27, 2006 to May 7, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Oct 31, 2006factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Apr 9, 1998 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.